Broker Check
Chris Chapman

Chris Chapman

Vice President | Financial Advisor

Series 24 Series 7 Series 66


Chris provides comprehensive investment planning to both individuals and businesses. Focusing on long term relationship building and wealth management. If a client and advisor relationship is developed, he can work with you to help achieve your financial goals and retirement income needs.

“We aim above the mark to hit the mark.” — Ralph Waldo Emerson

Background and experience

For nearly 15 years, Chris has helped clients address their financial concerns and develop strategies by focusing on each individual’s specific needs. With extensive experience throughout major shifts in the markets, Chris has dedicated his career to delivering the personalized investment planning services his clients deserve and expect.

Chris began his career as a Financial Advisor with Wachovia Securities, a predecessor firm of Wells Fargo Advisors where he developed his fundamental investment knowledge. Upon joining with Wells Fargo Advisors in 2009, he continued to strive to provide personalized financial advice for individuals, families, and businesses. In 2019, Chris made the transition along with the rest of the team to affiliate with boutique full-service broker-dealer, Prospera Financial Services.

In 2019, Chris passed the General Securities Principal Exam, a rigorous examination meeting stringent requirements and became a Registered Principal with the firm. In addition to the Series 24 Registered Principal, Chris also holds a Series 7 General Securities Representative, Series 66 uniformed state law exam, and finally a Resident Life, Variable Life, and Variable annuities producer license.

Away from the office

Chris spends his free time with his partner Sarah, along with family, friends and his beloved dog Zoey enjoying the outdoors. Chris also loves to spend as much time as he can with his busy daughter, Allie, sophomore at Alexandria Technical institute. Along with his son Kyle, a sophomore at Lawrence Technical Institute..